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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| APPLE INC | COM | 037833100 | — | 49,089 shares | $16,347,754 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 | — | 226,638 shares | $6,971,385 |
| PLUMAS BANCORP | COM | 729273102 | — | 105,299 shares | $6,450,617 |
| CATERPILLAR INC | COM | 149123101 | — | 7,745 shares | $6,279,934 |
| KINETIK HOLDINGS INC COM | NEW CL A | 02215L209 | — | 117,326 shares | $5,889,765 |
| MSA SAFETY INC | COM | 553498106 | — | 28,849 shares | $5,131,660 |
| SUMMIT ST BK SANTA ROSA CALIF | COM | 866264203 | — | 351,274 shares | $4,317,157 |
| VISA INC | COM CL A | 92826C839 | — | 11,642 shares | $4,183,381 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 | — | 41,240 shares | $4,152,093 |
| BERKSHIRE HATHAWA INC DEL | CL B NEW | 084670702 | — | 8,155 shares | $4,060,782 |
| DONEGAL GROUP INC | CL A | 257701201 | — | 224,439 shares | $3,992,770 |
| RIVER CITY BK SACRAMENTO CALIF | COM | 76803X106 | — | 76,950 shares | $3,939,840 |
| MICROSOFT CORP | COM | 594918104 | — | 7,444 shares | $3,818,272 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 4,609 shares | $3,529,803 |
| CHEVRON CORPORATION | COM | 166764100 | — | 16,919 shares | $3,454,989 |
| SENECA FOODS CORP | NEW CL A | 817070501 | — | 18,425 shares | $3,279,650 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 14,055 shares | $3,279,288 |
| PARKE BANCORP INC | COM | 700885106 | — | 91,336 shares | $2,986,687 |
| CISCO SYS INC | COM | 17275R102 | — | 25,555 shares | $2,750,454 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 2,943 shares | $2,678,805 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 | — | 14,370 shares | $2,429,105 |
| BAYCOM CORP | COM | 07272M107 | — | 80,010 shares | $2,427,503 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 7,128 shares | $2,358,287 |
| FIRSTSUN CAP BANCORP | COM | 33767U107 | — | 60,912 shares | $2,351,812 |
| META PLATFORMS INC | CL A | 30303M102 | — | 3,195 shares | $2,316,950 |
| EXXONMOBIL HOLDINGS CORP COM | SHS | 30233Q108 | — | 13,865 shares | $2,256,565 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | — | 5,766 shares | $2,157,868 |
| COMMUNITY WEST BANCSHARES | NEW COM | 203937107 | — | 78,625 shares | $2,047,395 |
| FIRST INTERNET BANCORP | COM | 320557101 | — | 74,749 shares | $1,969,636 |
| KAYNE ANDERSON ENERGY INFRSTR | COM | 486606106 | — | 140,945 shares | $1,916,858 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 8,395 shares | $1,846,204 |
| BANNER CORP | COM NEW | 06652V208 | — | 26,470 shares | $1,773,490 |
| UNION PAC CORP | COM | 907818108 | — | 6,456 shares | $1,756,871 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 6,512 shares | $1,724,033 |
| PFIZER INC | COM | 717081103 | — | 58,892 shares | $1,679,610 |
| NEW ENGLAND RLTY ASSOC LTD P | DEPOSITORY RCPT | 644206104 | — | 31,019 shares | $1,612,988 |
| CENTRAL SECS CORP | COM | 155123102 | — | 29,021 shares | $1,610,956 |
| WISDOMTREE TR | FLOATING RAT TREA | 97717Y527 | — | 31,060 shares | $1,565,113 |
| MECHANICS BANCORP | CL A | 43785V102 | — | 103,335 shares | $1,527,291 |
| WILEY JOHN & SONS INC | CL A | 968223206 | — | 31,535 shares | $1,506,112 |
| PEPSICO INC | COM | 713448108 | — | 11,787 shares | $1,493,682 |
| BARINGS CORPORATE INVS | COM | 06759X107 | — | 83,984 shares | $1,483,997 |
| GOLD COM INC | COM | 00181T107 | — | 34,281 shares | $1,459,341 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 4,784 shares | $1,454,681 |
| MODINE MFG CO | COM | 607828100 | — | 7,539 shares | $1,411,301 |
| SMARTFINANCIAL INC | COM NEW | 83190L208 | — | 28,431 shares | $1,409,325 |
| ABBVIE INC | COM | 00287Y109 | — | 5,162 shares | $1,350,414 |
| MERCK & CO INC | COM | 58933Y105 | — | 9,089 shares | $1,320,657 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | — | 14,205 shares | $1,280,002 |
| INTEL CORP | COM | 458140100 | — | 10,567 shares | $1,270,488 |
| UMH PPTYS INC | COM | 903002103 | — | 81,923 shares | $1,261,614 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 26,339 shares | $1,208,147 |
| CAL MAINE FOODS INC | COM NEW | 128030202 | — | 17,730 shares | $1,206,704 |
| INVESTORS TITLE CO NC | COM | 461804106 | — | 4,240 shares | $1,199,496 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 3,419 shares | $1,176,410 |
| AMERICAN RLTY INVS INC | COM | 029174109 | — | 69,200 shares | $1,121,040 |
| BANK OF AMER CORP | COM | 060505104 | — | 20,513 shares | $1,116,540 |
| AMREP CORP | COM | 032159105 | — | 49,472 shares | $1,114,109 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 3,269 shares | $1,113,879 |
| NORTHRIM BANCORP INC | COM | 666762109 | — | 45,719 shares | $1,107,770 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 7,411 shares | $1,104,671 |
| AMRIZE LTD | SHS | H2927K103 | — | 28,975 shares | $1,083,375 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | — | 17,482 shares | $1,075,143 |
| FORBRIGHT INC | CL A COM | 34520K105 | — | 61,750 shares | $1,051,603 |
| CALUMET INC | COM | 131428104 | — | 20,000 shares | $1,047,600 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | — | 4,613 shares | $996,861 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | — | 11,406 shares | $992,174 |
| INTERGROUP CORP | COM | 458685104 | — | 32,889 shares | $979,434 |
| AT&T INC | COM | 00206R102 | — | 39,926 shares | $974,206 |
| HERSHEY CO | COM | 427866108 | — | 6,039 shares | $951,807 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 6,164 shares | $891,499 |
| INTUIT | COM | 461202103 | — | 3,207 shares | $884,202 |
| HOME DEPOT INC | COM | 437076102 | — | 3,106 shares | $883,629 |
| MCDONALDS CORP | COM | 580135101 | — | 3,779 shares | $872,807 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 1,694 shares | $862,491 |
| CAPITAL SOUTHWEST CORP | COM | 140501107 | — | 36,848 shares | $852,305 |
| COCA COLA CO | COM | 191216100 | — | 9,842 shares | $847,173 |
| ENBRIDGE INC | COM | 29250N105 | — | 18,186 shares | $845,467 |
| WALMART INC | COM | 931142103 | — | 8,002 shares | $831,568 |
| WELLTOWER INC | COM | 95040Q104 | — | 3,602 shares | $829,324 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 3,991 shares | $813,764 |
| CANADIAN PACIFIC KANSAS CITY | COM | 13646K108 | — | 9,501 shares | $808,535 |
| QUALCOMM INC | COM | 747525103 | — | 4,364 shares | $803,105 |
| OLD NATL BANCORP IND | COM | 680033107 | — | 32,012 shares | $788,776 |
| BLACK STONE MINERALS L P | COM UNIT | 09225M101 | — | 54,490 shares | $780,297 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 8,067 shares | $753,788 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | — | 1 shares | $747,005 |
| NATURAL ALTERNATIVES INTL INC | COM NEW | 638842302 | — | 498,220 shares | $742,348 |
| WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | — | 6,568 shares | $735,419 |
| DIGITAL RLTY TR INC | COM | 253868103 | — | 4,162 shares | $730,556 |
| WILLIAMS COS INC | COM | 969457100 | — | 10,610 shares | $721,162 |
| DISNEY WALT CO | COM | 254687106 | — | 6,874 shares | $721,080 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 6,269 shares | $714,729 |
| ONEOK INC | COM | 30609A109 | — | 8,358 shares | $712,653 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 3,706 shares | $707,179 |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | — | 4,098 shares | $705,512 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 4,806 shares | $698,165 |
| INGLES MKTS INC | CL A | 457030104 | — | 8,120 shares | $688,738 |
| BARINGS PARTN INVS | SH BEN INT | 06761A103 | — | 43,755 shares | $673,827 |
| AMGEN INC | COM | 031162100 | — | 1,594 shares | $671,838 |