← Back to Discover
CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NI HLDGS INC | COM | 65342T106 | — | 44,469 shares | $663,477 |
| BOEING CO | COM | 097023105 | — | 3,554 shares | $661,222 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 2,488 shares | $657,354 |
| AMAZON COM INC | COM | 023135106 | — | 2,631 shares | $655,514 |
| FS BANCORP INC | COM | 30263Y104 | — | 15,142 shares | $655,497 |
| STATE STR CORP | COM | 857477103 | — | 3,750 shares | $654,713 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | — | 6,862 shares | $645,786 |
| US BANCORP | COM NEW | 902973304 | — | 11,166 shares | $644,933 |
| DANAHER CORP DEL | COM | 235851102 | — | 2,897 shares | $641,830 |
| MOBILITY GLOBAL INC COM | SHS | 60744M106 | — | 37,100 shares | $636,265 |
| BLUE RIDGE BANKSHARES INC VA | COM | 095825105 | — | 164,278 shares | $632,470 |
| WILEY JOHN & SONS INC | CL B | 968223305 | — | 12,134 shares | $593,717 |
| STARBUCKS CORP | COM | 855244109 | — | 6,240 shares | $586,310 |
| FB FINL CORP | COM | 30257X104 | — | 11,275 shares | $582,918 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 2,519 shares | $575,293 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 17,537 shares | $570,483 |
| NORFOLK SOUTHN CORP | COM | 655844108 | — | 1,815 shares | $560,835 |
| ISHARES TR | MSCI AC ASIA ETF | 464288182 | — | 4,800 shares | $558,888 |
| BANK OF MARIN BANCORP | COM | 063425102 | — | 20,390 shares | $552,161 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | — | 1,501 shares | $546,424 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | — | 10,157 shares | $542,391 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 5,076 shares | $541,660 |
| LGL GROUP INC | COM | 50186A108 | — | 78,946 shares | $541,570 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 771 shares | $540,363 |
| VICTORY CAP HLDGS INC DEL | COM CL A | 92645B103 | — | 4,878 shares | $539,507 |
| RTX CORPORATION | COM | 75513E101 | — | 2,899 shares | $538,199 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | — | 2,680 shares | $524,610 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 1,580 shares | $519,046 |
| CLOROX CO DEL | COM | 189054109 | — | 6,267 shares | $507,697 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 1,406 shares | $501,193 |
| 3M CO | COM | 88579Y101 | — | 3,047 shares | $500,137 |
| HONEYWELL INTL INC | COM | 438516205 | — | 2,355 shares | $496,764 |
| CSW INDUSTRIALS INC | COM | 126402106 | — | 1,716 shares | $494,345 |
| CROWN CASTLE INC | COM | 22822V101 | — | 7,380 shares | $491,878 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | — | 8,784 shares | $487,161 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 7,214 shares | $485,791 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 6,164 shares | $479,405 |
| ST JOE CO | COM | 790148100 | — | 7,286 shares | $479,273 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 4,821 shares | $469,685 |
| AMCON DISTRG CO | COM NEW | 02341Q205 | — | 7,491 shares | $467,888 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 7,086 shares | $442,191 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 5,805 shares | $439,671 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 1,193 shares | $437,926 |
| KENVUE INC | COM | 49177J102 | — | 24,220 shares | $427,725 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | — | 8,335 shares | $419,824 |
| STAGWELL INC | COM CL A | 85256A109 | — | 51,200 shares | $416,768 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 1,015 shares | $403,270 |
| THE CAMPBELLS COMPANY | COM | 134429109 | — | 20,207 shares | $400,705 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 3,911 shares | $399,743 |
| GE AEROSPACE | COM NEW | 369604301 | — | 1,277 shares | $398,758 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 373 shares | $397,286 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 4,563 shares | $393,741 |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 00326A104 | — | 9,951 shares | $393,662 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | — | 4,833 shares | $379,014 |
| DOLLAR GEN CORP | COM | 256677105 | — | 3,168 shares | $378,829 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 2,403 shares | $372,946 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 5,148 shares | $363,525 |
| GENERAL MILLS INC | COM | 370334104 | — | 11,173 shares | $359,326 |
| WELLS FARGO & CO | COM | 949746101 | — | 4,425 shares | $354,203 |
| NUCOR CORP | COM | 670346105 | — | 1,496 shares | $349,690 |
| AMALGAMATED FINANCIAL CORP | COM | 022671101 | — | 7,345 shares | $349,402 |
| ABBOTT LABORATORIES | COM | 002824100 | — | 3,523 shares | $348,178 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 4,283 shares | $347,789 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 621 shares | $342,463 |
| STURM RUGER & CO INC | COM | 864159108 | — | 8,056 shares | $342,219 |
| EMBRAER S.A. | SPONSORED ADS | 29082A107 | — | 4,461 shares | $336,003 |
| APPLIED MATLS INC | COM | 038222105 | — | 639 shares | $326,772 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 2,871 shares | $326,088 |
| DOMINION ENERGY INC | COM | 25746U109 | — | 5,355 shares | $324,085 |
| TEXAS INSTRS INC | COM | 882508104 | — | 1,154 shares | $323,319 |
| PACER FDS TR | DEVELOPED MRKT | 69374H873 | — | 7,641 shares | $321,380 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 10,464 shares | $315,490 |
| PHILLIPS 66 | COM | 718546104 | — | 1,235 shares | $315,216 |
| BROADCOM INC | COM | 11135F101 | — | 896 shares | $314,817 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 46137V746 | — | 1,900 shares | $308,085 |
| PROSHARES TR | S&P MDCP 400 DIV | 74347B680 | — | 3,546 shares | $306,658 |
| KEYCORP | COM | 493267108 | — | 15,266 shares | $306,392 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 4,265 shares | $305,203 |
| SLB LIMITED | COM STK | 806857108 | — | 6,250 shares | $304,500 |
| RENASANT CORP | COM | 75970E107 | — | 7,623 shares | $296,371 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | — | 834 shares | $293,443 |
| GE VERNOVA INC | COM | 36828A101 | — | 299 shares | $284,197 |
| HONEYWELL AEROSPACE INC | COM | 43849R105 | — | 1,810 shares | $280,496 |
| DOW HLDGS INC | COM | 260557103 | — | 10,134 shares | $279,095 |
| ORACLE CORP | COM | 68389X105 | — | 2,013 shares | $276,385 |
| NASDAQ INC | COM | 631103108 | — | 3,000 shares | $276,030 |
| ENTERPRISE PRODS PARTNERS L P | COM | 293792107 | — | 7,710 shares | $274,553 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | — | 2,302 shares | $273,109 |
| CORNING INC | COM | 219350105 | — | 1,763 shares | $271,079 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 3,460 shares | $270,226 |
| OLD SECOND BANCORP INC DEL | COM | 680277100 | — | 11,000 shares | $269,390 |
| BERKLEY W R CORP | COM | 084423102 | — | 3,950 shares | $266,783 |
| INVESCO QQQ TRUST | UNIT SER 1 | 46090E103 | — | 351 shares | $259,659 |
| PROSHARES TR | MSCI EUR DIV | 74347B540 | — | 4,774 shares | $246,323 |
| LSB INDS INC | COM | 502160104 | — | 25,000 shares | $244,250 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN INTL VL | 46654Q757 | — | 2,557 shares | $243,478 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | — | 1,142 shares | $240,425 |
| PATHFINDER BANCORP INC MD | COM | 70319R109 | — | 14,173 shares | $239,240 |
| BCE INC | COM NEW | 05534B760 | — | 11,573 shares | $235,395 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | — | 1,056 shares | $234,707 |