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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NUTRIEN LTD | COM | 67077M108 | — | 701 shares | $49,245 |
| CIENA CORP | COM NEW | 171779309 | — | 139 shares | $48,903 |
| REDWOOD TRUST INC | COM | 758075402 | — | 12,540 shares | $48,654 |
| TOAST INC | CL A | 888787108 | — | 1,665 shares | $48,268 |
| ULTA BEAUTY INC | COM | 90384S303 | — | 87 shares | $47,517 |
| SPACE EXPLORATION TECHN CORP CLASS A | COM STK | 84615Q103 | — | 314 shares | $47,370 |
| VERALTO CORP COM | SHS | 92338C103 | — | 500 shares | $47,160 |
| GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | — | 545 shares | $46,875 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | — | 1,450 shares | $46,872 |
| KROGER CO | COM | 501044101 | — | 796 shares | $46,662 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | — | 1,504 shares | $46,549 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | — | 813 shares | $46,349 |
| TRACTOR SUPPLY CO | COM | 892356106 | — | 1,475 shares | $46,153 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 577 shares | $45,802 |
| ELEMENTAL RTY CORP | COM NEW | 28620K106 | — | 2,395 shares | $45,745 |
| MOLSON COORS BEVERAGE CO | CL B | 60871R209 | — | 1,245 shares | $45,405 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | — | 191 shares | $45,225 |
| INVESCO DB MULTI-SECTOR COMM | BASE METALS FD | 46140H700 | — | 1,767 shares | $44,705 |
| HARTFORD INSURANCE GROUP INC | COM | 416515104 | — | 365 shares | $44,661 |
| MCCORMICK & CO INC | COM NON VTG | 579780206 | — | 956 shares | $44,358 |
| BWX TECHNOLOGIES INC | COM | 05605H100 | — | 323 shares | $44,251 |
| CHARLES SCHWAB CORP (THE) | COM | 808513105 | — | 436 shares | $42,615 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | — | 129 shares | $42,594 |
| PRIVATE BANCORP OF AMER INC | COM | 74274F100 | — | 500 shares | $42,525 |
| TECK RESOURCES LTD | CL B | 878742204 | — | 646 shares | $42,500 |
| ARISTA NETWORKS INC COM | SHS | 040413205 | — | 208 shares | $42,347 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | — | 472 shares | $42,305 |
| PACCAR INC | COM | 693718108 | — | 383 shares | $42,057 |
| SPROTT INC | COM NEW | 852066208 | — | 350 shares | $41,783 |
| VONTIER CORPORATION | COM | 928881101 | — | 1,295 shares | $40,663 |
| TOYOTA MOTOR CORP | ADS | 892331307 | — | 218 shares | $39,916 |
| HOPE BANCORP INC | COM | 43940T109 | — | 3,000 shares | $39,870 |
| OKLO INC | COM CL A | 02156V109 | — | 1,076 shares | $39,834 |
| CALIFORNIA WTR SVC GROUP | COM | 130788102 | — | 855 shares | $39,561 |
| PACER FDS TR | PAC ASSET FLTG | 69374H428 | — | 850 shares | $39,474 |
| MEXCO ENERGY CORP | COM | 592770101 | — | 4,000 shares | $39,360 |
| ENTEGRIS INC | COM | 29362U104 | — | 250 shares | $38,515 |
| AMPHENOL CORP | CL A | 032095101 | — | 456 shares | $38,441 |
| ADOBE INC | COM | 00724F101 | — | 158 shares | $37,911 |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 500472303 | — | 1,541 shares | $37,644 |
| DTE ENERGY CO | COM | 233331107 | — | 305 shares | $37,149 |
| MAIN STR CAP CORP | COM | 56035L104 | — | 673 shares | $37,049 |
| DUPONT DE NEMOURS INC | COMMON STOCK | 26614N201 | — | 281 shares | $36,510 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 40 shares | $36,014 |
| BOOT BARN HLDGS INC | COM | 099406100 | — | 294 shares | $35,418 |
| INGEVITY CORP | COM | 45688C107 | — | 500 shares | $35,375 |
| MID-AMER APT CMNTYS INC | COM | 59522J103 | — | 300 shares | $35,322 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 | — | 682 shares | $34,939 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 | — | 535 shares | $34,668 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | — | 923 shares | $34,539 |
| BANC OF CALIFORNIA INC | COM | 05990K106 | — | 2,000 shares | $34,460 |
| TYLER TECHNOLOGIES INC | COM | 902252105 | — | 107 shares | $34,090 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 399 shares | $34,043 |
| SPDR SER TR | PORTFOLIO S&P500 | 78468R853 | — | 640 shares | $33,830 |
| AVERY DENNISON CORP | COM | 053611109 | — | 198 shares | $33,793 |
| ON HLDG AG | NAMEN AKT A | H5919C104 | — | 1,130 shares | $33,459 |
| AMPLIFY ETF TR | AMPLIFY JUNIOR S | 032108649 | — | 1,225 shares | $33,418 |
| ENERGY RECOVERY INC | COM | 29270J100 | — | 5,000 shares | $33,350 |
| SOLVENTUM CORP COM | SHS | 83444M101 | — | 373 shares | $32,880 |
| FIRST TR INTER DURATN PFD & IN | COM | 33718W103 | — | 2,050 shares | $32,821 |
| SPDR SER TR | S&P BK ETF | 78464A797 | — | 518 shares | $32,745 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 | — | 632 shares | $32,687 |
| KNIFE RIVER CORP | COMMON STOCK | 498894104 | — | 645 shares | $32,521 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 | — | 57 shares | $32,412 |
| NISOURCE INC | COM | 65473P105 | — | 830 shares | $32,370 |
| THE CIGNA GROUP | COM | 125523100 | — | 119 shares | $32,348 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 | — | 180 shares | $32,063 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 | — | 1,650 shares | $31,845 |
| ARK ETF TR | NEXT GEN TECH | 00214Q401 | — | 198 shares | $31,708 |
| ISHARES TR | US INDUSTRIALS | 464287754 | — | 200 shares | $30,674 |
| ETSY INC | COM | 29786A106 | — | 428 shares | $30,598 |
| TAIWAN SEMICONDUCTOR MANUFACT | SPONSORED ADS | 874039100 | — | 67 shares | $30,565 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 68 shares | $30,326 |
| ISHARES TR | TRS FLT RT BD | 46434V860 | — | 596 shares | $30,199 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 | — | 406 shares | $29,765 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | — | 666 shares | $29,610 |
| CARNIVAL CORP LTD | COMMON SHARES | G2004J103 | — | 1,204 shares | $29,546 |
| GLOBAL INDEMNITY GROUP LLC | COM CL A | 37959R103 | — | 1,200 shares | $29,400 |
| ENPHASE ENERGY INC | COM | 29355A107 | — | 890 shares | $29,361 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 980 shares | $28,910 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | — | 199 shares | $28,863 |
| VIZSLA SILVER CORP | COM NEW | 92859G608 | — | 7,588 shares | $28,759 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 350 shares | $28,406 |
| SPDF SERIES TRUST | STATE STREET SPD | 78464A805 | — | 304 shares | $27,983 |
| BANK OF HI CORP | COM | 062540109 | — | 400 shares | $27,568 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 | — | 245 shares | $27,563 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 | — | 299 shares | $27,559 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | — | 118 shares | $27,262 |
| SILVERCORP METALS INC | COM | 82835P103 | — | 2,500 shares | $26,675 |
| SOUTHWEST AIRLS CO | COM | 844741108 | — | 640 shares | $26,650 |
| MP MATERIALS CORP | COM CL A | 553368101 | — | 562 shares | $26,577 |
| ISHARES TR | US OIL GS EX ETF | 464288851 | — | 200 shares | $26,400 |
| PEGASYSTEMS INC | COM | 705573103 | — | 786 shares | $26,158 |
| ISHARES TR | CORE S&P TTL STK | 464287150 | — | 157 shares | $26,106 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | — | 1,628 shares | $26,048 |
| SKYWEST INC | COM | 830879102 | — | 265 shares | $25,684 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 245 shares | $25,490 |
| IONQ INC | COM | 46222L108 | — | 577 shares | $25,307 |
| JANUS DETROIT STR TR | HENDERSON AAA CL | 47103U845 | — | 501 shares | $25,285 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 52 shares | $25,141 |