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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES SILVER TR | ISHARES | 46428Q109 | — | 460 shares | $25,075 |
| GRAYSCALE BITCOIN MINI TR ET | SHS NEW | 389930207 | — | 675 shares | $24,941 |
| M-TRON INDS INC | COM | 55380K109 | — | 318 shares | $24,887 |
| VAXCYTE INC | COM | 92243G108 | — | 432 shares | $24,581 |
| HP INC | COM | 40434L105 | — | 780 shares | $24,398 |
| BECTON DICKINSON & CO | COM | 075887109 | — | 136 shares | $24,344 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 207 shares | $24,329 |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 41013T105 | — | 2,058 shares | $24,120 |
| D-WAVE QUANTUM INC | COM | 26740W109 | — | 1,455 shares | $24,109 |
| UNITED GUARDIAN INC | COM | 910571108 | — | 3,324 shares | $23,800 |
| ISHARES TR | CORE S&P US VLU | 464287663 | — | 214 shares | $23,600 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | — | 252 shares | $23,093 |
| HEICO CORP | NEW CL A | 422806208 | — | 100 shares | $22,833 |
| EVERUS CONSTR GROUP | COM | 300426103 | — | 192 shares | $22,564 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | — | 550 shares | $22,402 |
| ALLSTATE CORP | COM | 020002101 | — | 100 shares | $22,186 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | — | 80 shares | $22,158 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | — | 200 shares | $22,080 |
| ISHARES TR | MSCI UK ETF NEW | 46435G334 | — | 465 shares | $21,636 |
| ABRDN ASIA PACIFIC INCOME FUND | COM NEW | 003009867 | — | 1,650 shares | $21,582 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | — | 428 shares | $21,490 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 151 shares | $21,481 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 557 shares | $21,116 |
| T-MOBILE US INC | COM | 872590104 | — | 129 shares | $21,073 |
| UNITED RENTALS INC | COM | 911363109 | — | 21 shares | $21,016 |
| TJX COS INC | NEW COM | 872540109 | — | 158 shares | $20,905 |
| POLARIS INC | COM | 731068102 | — | 396 shares | $20,651 |
| ISHARES TR | COHEN STEER REIT | 464287564 | — | 328 shares | $20,631 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | — | 281 shares | $20,476 |
| PRINCIPAL FINANCIAL GROUP INC | COM | 74251V102 | — | 180 shares | $20,153 |
| VODAFONE GROUP PLC | SPONSORED ADR | 92857W308 | — | 1,242 shares | $20,058 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 394 shares | $19,929 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 | — | 162 shares | $19,882 |
| AMEREN CORP | COM | 023608102 | — | 193 shares | $19,180 |
| COSTAR GROUP INC | COM | 22160N109 | — | 696 shares | $19,070 |
| IMMUNOCORE HLDGS PLC | ADS | 45258D105 | — | 625 shares | $18,931 |
| CHURCH & DWIGHT CO INC | COM | 171340102 | — | 200 shares | $18,844 |
| SIGHT SCIENCES INC | COM | 82657M105 | — | 2,000 shares | $18,720 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | — | 196 shares | $18,628 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 | — | 357 shares | $18,518 |
| BARINGS BDC INC | COM | 06759L103 | — | 2,108 shares | $18,171 |
| TESLA INC | COM | 88160R101 | — | 51 shares | $18,095 |
| NNN REIT INC | COM | 637417106 | — | 438 shares | $17,997 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 77 shares | $17,578 |
| ISHARES TR | INTRM GOV CR ETF | 464288612 | — | 170 shares | $17,522 |
| COREWEAVE INC | COM CL A | 21873S108 | — | 200 shares | $17,424 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | — | 60 shares | $17,307 |
| SPDR SER TR | BLOOMBERG INVT | 78468R200 | — | 561 shares | $17,301 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 | — | 577 shares | $17,073 |
| GRANITE PT MTG TR INC | COM STK | 38741L404 | — | 19,732 shares | $16,970 |
| LIVE NATION ENTERTAINMENT INC | COM | 538034109 | — | 100 shares | $16,930 |
| GE HEALTHCARE TECHNOLOGIES INC | COMMON STOCK | 36266G107 | — | 258 shares | $16,869 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 | — | 1,118 shares | $16,703 |
| HOWMET AEROSPACE INC | COM | 443201108 | — | 74 shares | $16,656 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 231 shares | $16,620 |
| LISTED FD TR | ROUNDHILL BALL | 53656F417 | — | 790 shares | $16,519 |
| ISHARES TR | U.S. PHARMA ETF | 464288836 | — | 162 shares | $16,284 |
| OCCIDENTAL PETE CORP | COM | 674599105 | — | 292 shares | $16,153 |
| PIMCO DYNAMIC INCOME OPRNTS FD COM BEN | SHS | 69355M107 | — | 1,355 shares | $16,070 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | — | 140 shares | $15,828 |
| SPDR SER TR | S&P BIOTECH | 78464A870 | — | 100 shares | $15,768 |
| SPDR SER TR | PRTFLO S&P500 HI | 78468R788 | — | 343 shares | $15,562 |
| HORIZON FDS | EXPEDITION PLUS | 44053A630 | — | 458 shares | $15,060 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | — | 180 shares | $14,789 |
| LOWES COS INC | COM | 548661107 | — | 80 shares | $14,743 |
| HORIZON FDS | ANFIELD US EQTY | 44053A424 | — | 726 shares | $14,433 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 102 shares | $14,043 |
| AVINO SILVER & GOLD MINES LTD | COM | 053906103 | — | 2,521 shares | $13,992 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 199 shares | $13,960 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 462 shares | $13,873 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 52 shares | $13,767 |
| ARROWMARK FINANCIAL CORP | COM | 861780104 | — | 693 shares | $13,763 |
| AMERICAN WTR WKS CO INC | NEW COM | 030420103 | — | 106 shares | $13,724 |
| GARRETT MOTION INC | COM | 366505105 | — | 500 shares | $13,015 |
| STRYKER CORPORATION | COM | 863667101 | — | 47 shares | $12,943 |
| COMCAST CORP | NEW CL A | 20030N101 | — | 593 shares | $12,904 |
| MCKESSON CORP | COM | 58155Q103 | — | 15 shares | $12,807 |
| STRATEGY INC | CL A NEW | 594972408 | — | 83 shares | $12,706 |
| CINTAS CORP | COM | 172908105 | — | 64 shares | $12,484 |
| GLADSTONE INVT CORP | COM | 376546107 | — | 800 shares | $12,480 |
| QUAKER HOUGHTON | COM | 747316107 | — | 78 shares | $12,305 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 | — | 124 shares | $12,286 |
| JEWETT CAMERON TRADING LTD | COM NEW | 47733C207 | — | 4,200 shares | $12,222 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 408 shares | $11,958 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | — | 33 shares | $11,778 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 | — | 170 shares | $11,774 |
| ISHARES TR | US CONSM STAPLES | 464287812 | — | 165 shares | $11,670 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 28 shares | $11,652 |
| CF INDUSTRIES HOLD | COM | 125269100 | — | 101 shares | $11,634 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 55 shares | $11,441 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | — | 450 shares | $11,385 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 | — | 25 shares | $11,300 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 29 shares | $11,241 |
| SYSCO CORP | COM | 871829107 | — | 144 shares | $11,226 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 21 shares | $10,979 |
| EXELON CORP | COM | 30161N101 | — | 271 shares | $10,948 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 24 shares | $10,907 |
| M & T BK CORP | COM | 55261F104 | — | 50 shares | $10,880 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 79 shares | $10,747 |
| EDISON INTL | COM | 281020107 | — | 200 shares | $10,746 |