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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ROKU INC | COM CL A | 77543R102 | — | 70 shares | $10,660 |
| LITHIUM AMERS CORP NEW COM | SHS | 53681J103 | — | 4,000 shares | $10,520 |
| ISHARES TR | RUS BDCP VAL ETF | 464287473 | — | 65 shares | $10,448 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | — | 2,340 shares | $10,319 |
| IM GLOBAL PARTNER FUNDS | IMGP DBI MAN ETF | 53700T827 | — | 315 shares | $10,247 |
| ISHARES TR | US INFRASTRUC | 46435U713 | — | 186 shares | $10,230 |
| CITIZENS FINL GROUP INC | COM | 174610105 | — | 159 shares | $10,138 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 52 shares | $10,040 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 | — | 446 shares | $9,986 |
| ISHARES TR | U.S. FIN SVC ETF | 464287770 | — | 111 shares | $9,981 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 | — | 37 shares | $9,882 |
| US FOODS HLDG CORP | COM | 912008109 | — | 106 shares | $9,774 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 | — | 81 shares | $9,706 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | — | 58 shares | $9,674 |
| CENCORA INC | COM | 03073E105 | — | 32 shares | $9,608 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 | — | 853 shares | $9,605 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 125 shares | $9,550 |
| PPL CORP | COM | 69351T106 | — | 290 shares | $9,538 |
| TOTALENERGIES SE | ACT | F92124100 | — | 111 shares | $9,491 |
| ATI INC | COM | 01741R102 | — | 50 shares | $9,470 |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 46138E628 | — | 108 shares | $9,421 |
| FLEXHARES TR | INTL QLTDV IDX | 33939L837 | — | 271 shares | $9,322 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | — | 121 shares | $9,301 |
| RBB FD INC | MOTLEY FOOL GBL | 74933W635 | — | 310 shares | $9,291 |
| TAPESTRY INC | COM | 876030107 | — | 80 shares | $9,203 |
| FIRST TR EXCH TRADED FD III | EQUITY MARKET NE | 33740J203 | — | 440 shares | $8,963 |
| SILICON MOTION TECHNOLOGY CORP | SPONSORED ADR | 82706C108 | — | 32 shares | $8,960 |
| BROOKFIELD RENEWABLE ENERGY | PARTNERSHIP UNIT | G16258108 | — | 318 shares | $8,949 |
| HUNTSMAN CORP | COM | 447011107 | — | 1,064 shares | $8,939 |
| NUSCALE PWR CORP | CL A COM | 67079K100 | — | 1,125 shares | $8,888 |
| FAIR ISAAC CORP | COM | 303250104 | — | 15 shares | $8,887 |
| TC ENERGY CORP | COM | 87807B107 | — | 153 shares | $8,840 |
| CHUBB LIMITED | COM | H1467J104 | — | 27 shares | $8,782 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | — | 68 shares | $8,722 |
| HALEON PLC | SPON ADS | 405552100 | — | 968 shares | $8,712 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 | — | 65 shares | $8,692 |
| DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | — | 183 shares | $8,636 |
| BLACKROCK CORPOR HI YLD FD INC | COM | 09255P107 | — | 1,100 shares | $8,624 |
| EATON CORP PLC | SHS | G29183103 | — | 20 shares | $8,594 |
| LAMB WESTON HLDGS INC | COM | 513272104 | — | 200 shares | $8,338 |
| SABINE RTY TR | UNIT BEN INT | 785688102 | — | 120 shares | $8,298 |
| ISHARES INC | MSCI SWITZERLAND | 464286749 | — | 140 shares | $8,281 |
| VICTORY PORTFOLIOS II | SHORT TRM BD ETF | 92647N535 | — | 166 shares | $8,280 |
| PITNEY BOWES INC | COM | 724479100 | — | 500 shares | $8,160 |
| BOOKING HOLDINGS INC | COM | 09857L108 | — | 50 shares | $8,146 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 32 shares | $8,129 |
| YUM CHINA HLDGS INC | COM | 98850P109 | — | 197 shares | $8,097 |
| EATON VANCE FLOATING RATE INC | COM | 278279104 | — | 750 shares | $8,010 |
| PULTE GROUP INC | COM | 745867101 | — | 69 shares | $8,008 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | — | 101 shares | $7,993 |
| HEALTHPEAK PROPERTIES INC | COM | 42250P103 | — | 400 shares | $7,988 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 33 shares | $7,963 |
| AMCOR PLC | COM NEW | G0250X149 | — | 190 shares | $7,953 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 363 shares | $7,939 |
| BITMINE IMMERSION TECHS INC | COM NEW | 09175A206 | — | 300 shares | $7,929 |
| AXT INC | COM | 00246W103 | — | 100 shares | $7,741 |
| CME GROUP INC | COM | 12572Q105 | — | 29 shares | $7,597 |
| HARBOR ETF TRUST | COMM ALL WEA ETF | 41151J505 | — | 215 shares | $7,581 |
| COUSINS PPTYS INC | COM NEW | 222795502 | — | 270 shares | $7,463 |
| ASTRAZENECA PLC | ORD | G0593M107 | — | 46 shares | $7,428 |
| FEDEX CORP | COM | 31428X106 | — | 26 shares | $7,412 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 268 shares | $7,368 |
| ASML HLDG NV N Y REGISTRY | SHS | N07059210 | — | 4 shares | $7,247 |
| BLACKROCK ETF TRUST | ISHA IN CTRY ETF | 09290C764 | — | 196 shares | $7,125 |
| BP PLC | SPONSORED ADR | 055622104 | — | 161 shares | $7,082 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | — | 69 shares | $6,852 |
| BIOGEN INC | COM | 09062X103 | — | 30 shares | $6,776 |
| ROYAL GOLD INC | COM | 780287108 | — | 29 shares | $6,752 |
| COPA HOLDINGS SA | CL A | P31076105 | — | 51 shares | $6,724 |
| SELECT SECTOR SPDR TR | STATE STREET UTI | 81369Y886 | — | 170 shares | $6,705 |
| PAYPAL HLDGS INC | COM | 70450Y103 | — | 127 shares | $6,671 |
| STEEL DYNAMICS INC | COM | 858119100 | — | 30 shares | $6,648 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | — | 90 shares | $6,557 |
| ATMUS FILTRATION TECHNOLOGIES | COM | 04956D107 | — | 150 shares | $6,513 |
| GRAYSCALE BITCON TR BTC | SHS REP COM UT | 389637109 | — | 100 shares | $6,459 |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | G25457105 | — | 33 shares | $6,428 |
| CORNERSTONE STRATEGIC INVESTME | COM | 21924B302 | — | 1,000 shares | $6,400 |
| VANECK ETF TRUST | IG FLOA RATE ETF | 92189F486 | — | 250 shares | $6,398 |
| GRAYSCALE ETHEREUM MINI TR E | SHS NEW | 38964R203 | — | 250 shares | $6,373 |
| NETFLIX INC. | COM | 64110L106 | — | 90 shares | $6,262 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | — | 40 shares | $6,210 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | — | 114 shares | $6,202 |
| ZOOM COMMUNICATIONS INC | CL A | 98980L101 | — | 68 shares | $6,172 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 | — | 1,000 shares | $6,160 |
| NVR INC | COM | 62944T105 | — | 1 shares | $6,154 |
| SERIES PORTFOLIOS TR | EQUABLE SHARES H | 81752T411 | — | 200 shares | $6,145 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 | — | 65 shares | $6,137 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | — | 48 shares | $6,032 |
| VAALCO ENERGY INC | COM NEW | 91851C201 | — | 1,060 shares | $6,001 |
| RENN FD INC | COM | 759720105 | — | 2,000 shares | $5,960 |
| KRAFT HEINZ CO | COM | 500754106 | — | 260 shares | $5,915 |
| NETAPP INC | COM | 64110D104 | — | 28 shares | $5,882 |
| QUANTA SVCS INC | COM | 74762E102 | — | 9 shares | $5,783 |
| ROCKET LAB CORP | COM | 773121108 | — | 83 shares | $5,783 |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | — | 130 shares | $5,768 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | — | 77 shares | $5,730 |
| TE CONNECTIVITY PLC ORD | SHS | G87052109 | — | 27 shares | $5,699 |
| BLACKROCK ETF TRUST | ISHA US THEM ETF | 09290C806 | — | 129 shares | $5,673 |
| AUTOZONE INC | COM | 053332102 | — | 2 shares | $5,660 |
| CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | — | 250 shares | $5,655 |