← Back to Discover
CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CHARTER COMMUNICATIONS INC | CL A | 16119P108 | — | 6 shares | $665 |
| SUN CMNTYS INC | COM | 866674104 | — | 6 shares | $665 |
| KOHLS CORP | COM | 500255104 | — | 35 shares | $646 |
| LIMONEIRA CO | COM | 532746104 | — | 54 shares | $643 |
| SPRUCE BIOSCIENCES INC | COM NEW | 85209E208 | — | 13 shares | $632 |
| TEXTRON INC | COM | 883203101 | — | 8 shares | $610 |
| BORR DRILLING LTD | SHS | G1466R173 | — | 150 shares | $584 |
| VANECK ETF TRUST | COMMODITY STGY | 92189H771 | — | 7 shares | $574 |
| AERCAP HOLDINGS NV | SHS | N00985106 | — | 4 shares | $574 |
| NOVAVAX INC | COM NEW | 670002401 | — | 50 shares | $541 |
| HUCKLEBERRY AI INC COM | CL B | 257554105 | — | 157 shares | $523 |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 87911J103 | — | 25 shares | $522 |
| V F CORP | COM | 918204108 | — | 37 shares | $520 |
| WHIRLPOOL CORP | COM | 963320106 | — | 16 shares | $491 |
| MAGNERA CORP COM | SHS | 55939A107 | — | 43 shares | $488 |
| TRUMP MEDIA & TECHNOLOGY GROUP | COM | 25400Q105 | — | 50 shares | $453 |
| FISERV INC | COM | 337738108 | — | 10 shares | $452 |
| GAMESTOP CORP | CL A | 36467W109 | — | 18 shares | $444 |
| WATERS CORP | COM | 941848103 | — | 1 shares | $439 |
| ADIENT PLC ORD | SHS | G0084W101 | — | 26 shares | $438 |
| MADISON SQUARE GARDEN ENTMT | COM CL A | 558256103 | — | 5 shares | $401 |
| VERSANT MEDIA GROUP INC | COM CL A | 925283103 | — | 12 shares | $380 |
| ORION PROPERTIES INC | COM | 68629Y103 | — | 140 shares | $349 |
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 111 shares | $324 |
| AVIS BUDGET GROUP INC | COM | 053774105 | — | 3 shares | $320 |
| VENTURE GLOBAL INC | COM CL A | 92333F101 | — | 22 shares | $278 |
| CHIME FINL INC COM SHS | CL A | 16935C109 | — | 9 shares | $240 |
| ACCENDRA HEALTH INC | COM | 690732102 | — | 400 shares | $225 |
| PINTEREST INC | CL A | 72352L106 | — | 10 shares | $189 |
| LUCID GROUP INC | COM NEW | 549498202 | — | 35 shares | $142 |
| FIRY INC | COM CL A | 83067L208 | — | 10 shares | $124 |
| GAP INC | COM | 364760108 | — | 5 shares | $114 |
| CANOPY GROWTH CORPORATION | COM NEW | 138035704 | — | 115 shares | $103 |
| IMMUNIC INC | COM NEW | 4525EP200 | — | 10 shares | $93 |
| DARE BIOSCIENCE INC | COM NEW | 23666P200 | — | 100 shares | $85 |
| DXC TECHNOLOGY CO | COM | 23355L106 | — | 6 shares | $65 |
| UNDER ARMOUR INC | CL C | 904311206 | — | 15 shares | $65 |
| PARABOLIC TECHNOLOGIES INC | COM CL A | 06682J803 | — | 78 shares | $51 |
| OAK VY BANCORP OAKDALE CALIF | COM | 671807105 | — | 1 shares | $34 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 | — | 2 shares | $10 |
| CADRENAL THERAPEUTICS INC | COM NEW | 127636108 | — | 5 shares | $5 |
| TANDY LEATHER FACTORY INC | COM | 87538X105 | — | 2 shares | $5 |
| BLINK CHARGING CO | COM | 09354A100 | — | 5 shares | $3 |
| COTY INC | COM CL A | 222070203 | — | 1 shares | $3 |
| AETHERION TECHNOLOGIES INC | COM | 00809Q105 | — | 1 shares | $2 |
| GAMESTOP CORP NEW | *W EXP 10/30/202 | 36467W117 | — | 1 shares | $2 |
| PHARMACYTE BIOTECH INC | COM NEW | 71715X104 | — | 2 shares | $1 |
| BLACK TITAN CORP ORD | SHS | 888314705 | — | 1 shares | $1 |
| THIRD HARMONIC BIO INC | COM | 88427A107 | — | 1,000 shares | $0 |