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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ROSS STORES INC | COM | 778296103 | — | 24 shares | $5,602 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | 09290C780 | — | 115 shares | $5,427 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 | — | 123 shares | $5,423 |
| SYLVAMO CORP | COMMON STOCK | 871332102 | — | 165 shares | $5,393 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 13 shares | $5,286 |
| VENTAS INC | COM | 92276F100 | — | 62 shares | $5,271 |
| MDU RES GROUP INC | COM | 552690109 | — | 284 shares | $5,265 |
| AMBARELLA INC | SHS | G037AX101 | — | 75 shares | $5,213 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | — | 40 shares | $5,157 |
| INTERACTIVE BROKERS GROUP INC | COM CL A | 45841N107 | — | 60 shares | $5,125 |
| BHP BILLITON LIMITED | SPONSORED ADS | 088606108 | — | 60 shares | $5,090 |
| HENNESSY ADVISORS INC | COM | 425885100 | — | 505 shares | $5,065 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | — | 27 shares | $4,963 |
| CONTANGO SILVER & GOLD INC | COM | 21077F100 | — | 293 shares | $4,917 |
| ANGEL STUDIOS INC. | CL A COM | 034948109 | — | 1,000 shares | $4,670 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | — | 99 shares | $4,638 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | — | 54 shares | $4,616 |
| SEMPRA | COM | 816851109 | — | 59 shares | $4,600 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | — | 42 shares | $4,565 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | — | 190 shares | $4,556 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 133 shares | $4,521 |
| ESSENTIAL UTILS INC | COM | 29670G102 | — | 115 shares | $4,507 |
| TKO GROUP HOLDINGS INC | CL A | 87256C101 | — | 25 shares | $4,493 |
| MEDICAL PROPERTIES TRUST INC | COM | 58463J304 | — | 1,279 shares | $4,425 |
| CANADIAN NATL RY CO | COM | 136375102 | — | 37 shares | $4,399 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | — | 45 shares | $4,376 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | — | 100 shares | $4,365 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | — | 86 shares | $4,312 |
| TELEDYNE TECHNOLOGIES INC | COM | 879360105 | — | 7 shares | $4,248 |
| OLD DOMINION FREIGHT LINE INC | COM | 679580100 | — | 24 shares | $4,172 |
| ISHARES INC | MSCI EQUAL WEITE | 46432F396 | — | 13 shares | $4,125 |
| SANOFI SA | SPONSORED ADR | 80105N105 | — | 100 shares | $4,123 |
| SPDF SER TR | S&P INS ETF | 78464A789 | — | 70 shares | $4,095 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 | — | 70 shares | $4,012 |
| ANALOG DEVICES INC | COM | 032654105 | — | 10 shares | $3,967 |
| SOUNDHOUND AI INC CLASS A | COM | 836100107 | — | 655 shares | $3,943 |
| TECHPRECISION CORP | COM NEW | 878739200 | — | 750 shares | $3,923 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | — | 9 shares | $3,918 |
| SERVICE CORP INTL | COM | 817565104 | — | 51 shares | $3,884 |
| AMPRIUS TECHNOLOGIES INC | COMMON STOCK | 03214Q108 | — | 400 shares | $3,872 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 15 shares | $3,859 |
| ORGANON & CO | COMMON STOCK | 68622V106 | — | 280 shares | $3,836 |
| RELX PLC | SPONSORED ADR | 759530108 | — | 114 shares | $3,783 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | — | 40 shares | $3,767 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 | — | 75 shares | $3,711 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 | — | 143 shares | $3,687 |
| ISHARES INC | MSCI BELGIUM ETF | 464286301 | — | 140 shares | $3,615 |
| WESTERN ALLIANCE BANCORP | COM | 957638109 | — | 48 shares | $3,605 |
| IMPINJ INC | COM | 453204109 | — | 20 shares | $3,586 |
| DT MIDSTREAM INC | COMMON STOCK | 23345M107 | — | 30 shares | $3,584 |
| GLOBAL X FDS | AUTONOMOUS EV ETF | 37954Y624 | — | 106 shares | $3,521 |
| RAYONIER INC | COM | 754907103 | — | 191 shares | $3,507 |
| ROPER TECHNOLOGIES INC | COM | 776696106 | — | 10 shares | $3,494 |
| ENSIGN GROUP INC | COM | 29358P101 | — | 20 shares | $3,440 |
| BLACKROCK ETF TRUST | ISHARES DEFENSE | 09290C699 | — | 109 shares | $3,404 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 | — | 50 shares | $3,392 |
| WASTE CONNECTIONS INC | COM | 94106B101 | — | 22 shares | $3,386 |
| INVESCO EXCH TRD FD TR II | KBW REGL BKG | 46138E578 | — | 50 shares | $3,381 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | — | 40 shares | $3,319 |
| ACCENTURE PLC IRELAND SHS | CLASS A | G1151C101 | — | 18 shares | $3,301 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 | — | 140 shares | $3,286 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | — | 5 shares | $3,284 |
| SPDR SER TR | S&P HOMEBUILD | 78464A888 | — | 34 shares | $3,265 |
| PUTNAM ETF TRUST | FRANKLIN CALIF | 746729839 | — | 476 shares | $3,258 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | — | 213 shares | $3,250 |
| SNAP INC | CL A | 83304A106 | — | 600 shares | $3,240 |
| WAFD INC | COM | 938824109 | — | 108 shares | $3,232 |
| IQVIA HLDGS INC | COM | 46266C105 | — | 12 shares | $3,226 |
| OSHKOSH CORP | COM | 688239201 | — | 25 shares | $3,221 |
| CEREBRAS SYSTEMS INC | COM CL A | 15675D103 | — | 18 shares | $3,198 |
| ADVANSIX INC | COM | 00773T101 | — | 200 shares | $3,184 |
| BLUE OWL CAPITAL CORPORATION | COM | 69121K104 | — | 300 shares | $3,147 |
| ECHOSTAR CORP | CL A | 278768106 | — | 35 shares | $3,129 |
| VIRTUS ETF TR II | SEIX SR LN ETF | 92790A405 | — | 135 shares | $3,129 |
| ZOETIS INC | CL A | 98978V103 | — | 44 shares | $3,073 |
| ALAMOS GOLD INC | COM CL A | 011532108 | — | 93 shares | $3,012 |
| JANUS DETROIT STR TR | HEND SECU IN ETF | 47103U746 | — | 60 shares | $2,995 |
| SHOPIFY INC CL A SUB VTG | SHS | 82509L107 | — | 20 shares | $2,966 |
| ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | — | 150 shares | $2,963 |
| BLACKROCK ETF TRUST | ISHA SYST AL ETF | 09290C665 | — | 99 shares | $2,956 |
| LUMENTUM HLDGS INC | COM | 55024U109 | — | 3 shares | $2,914 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | — | 10 shares | $2,897 |
| BROWN FORMAN CORP | CL B | 115637209 | — | 109 shares | $2,856 |
| SPDR SER TR | SPDR MSCI USA GE | 78468R747 | — | 18 shares | $2,834 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | — | 86 shares | $2,822 |
| AVIENT CORPORATION | COM | 05368V106 | — | 70 shares | $2,818 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 26 shares | $2,796 |
| EATON VANCE TAX-MANAGED GLOBAL | COM | 27829F108 | — | 296 shares | $2,785 |
| ISHARES TR | US TRSPRTION | 464287192 | — | 35 shares | $2,748 |
| FEDEX FGHT HLDG CO INC | COMMON STOCK | 314352105 | — | 25 shares | $2,735 |
| ELEVANCE HEALTH INC FORMERLY A | COM | 036752103 | — | 7 shares | $2,722 |
| ABRDN ETFS | BBRG ALL COMMDY | 003261203 | — | 70 shares | $2,693 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 120 shares | $2,652 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | — | 17 shares | $2,646 |
| CHEMOURS CO | COM | 163851108 | — | 192 shares | $2,605 |
| PROLOGIS INC. | COM | 74340W103 | — | 20 shares | $2,597 |
| ALCOA CORP | COM | 013872106 | — | 60 shares | $2,513 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | — | 44 shares | $2,493 |
| WEYERHAEUSER CO | COM NEW | 962166104 | — | 130 shares | $2,477 |
| ZIONS BANCORPORATION NATL ASSN | COM | 989701107 | — | 39 shares | $2,443 |