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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ESSEX PPTY TR INC | COM | 297178105 | — | 870 shares | $234,369 |
| PLAINS ALL AMERN PIPELINE L P | UNIT LTD PARTN | 726503105 | — | 9,758 shares | $231,460 |
| REALTY INCOME CORP | COM | 756109104 | — | 4,199 shares | $228,006 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 3,837 shares | $227,602 |
| KINSALE CAP GROUP INC | COM | 49714P108 | — | 698 shares | $225,280 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 | — | 3,332 shares | $222,436 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | — | 11,100 shares | $219,451 |
| LOEWS CORP | COM | 540424108 | — | 2,100 shares | $219,303 |
| COLUMBIA BKG SYS INC | COM | 197236102 | — | 7,659 shares | $219,047 |
| MAINSTREET BANCSHARES INC | COM | 56064Y100 | — | 8,818 shares | $218,157 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | — | 1,984 shares | $215,939 |
| BARINGS GLOBAL SHORT DURATION | COM | 06760L100 | — | 16,400 shares | $214,348 |
| PACER FDS TR | PACER US SMALL | 69374H857 | — | 4,004 shares | $213,334 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | — | 279 shares | $212,774 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 428 shares | $210,726 |
| FORD MTR CO | COM | 345370860 | — | 17,218 shares | $207,644 |
| FORTIVE CORP | COM | 34959J108 | — | 3,784 shares | $207,401 |
| OLD REP INTL CORP | COM | 680223104 | — | 5,500 shares | $205,205 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 2,257 shares | $198,165 |
| METROCITY BANKSHARES INC | COM | 59165J105 | — | 5,742 shares | $196,836 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 1,926 shares | $196,799 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 | — | 1,733 shares | $196,620 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | — | 680 shares | $193,577 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 1,542 shares | $193,015 |
| PROSHARES TR | RUSS 2000 DIVD | 74347B698 | — | 2,680 shares | $192,210 |
| APARTMENT INVT & MGMT CO | CL A | 03748R747 | — | 95,458 shares | $189,007 |
| HERCULES CAPITAL INC | COM | 427096508 | — | 11,236 shares | $188,877 |
| TRANSCONTINENTAL RLTY INVS | COM NEW | 893617209 | — | 4,200 shares | $186,816 |
| CVS HEALTH CORP | COM | 126650100 | — | 2,178 shares | $186,633 |
| CENOVUS ENERGY INC | COM | 15135U109 | — | 6,000 shares | $186,480 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | — | 27,144 shares | $185,122 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 556 shares | $184,497 |
| DEERE & CO | COM | 244199105 | — | 272 shares | $182,662 |
| NORTHEAST CMNTY BANCORP INC | COM | 664121100 | — | 7,000 shares | $182,210 |
| AFLAC INC | COM | 001055102 | — | 1,625 shares | $181,643 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 950 shares | $178,676 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 621 shares | $172,502 |
| BLACKROCK INC | COM | 09290D101 | — | 163 shares | $172,501 |
| EASTERN BANKSHARES INC | COM | 27627N105 | — | 8,232 shares | $172,296 |
| SALESFORCE INC | COM | 79466L302 | — | 745 shares | $171,030 |
| AVIDBANK HLDGS INC | COM | 05368J103 | — | 5,500 shares | $170,418 |
| CUMMINS INC | COM | 231021106 | — | 329 shares | $169,952 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 2,763 shares | $167,797 |
| CONAGRA BRANDS INC | COM | 205887102 | — | 12,378 shares | $166,360 |
| GSK PLC | SPONSORED ADR | 37733W204 | — | 3,451 shares | $166,235 |
| ISHARES INC | MSCI EQUAL WEITE | 464286681 | — | 1,486 shares | $165,451 |
| FIRST CTZNS BANCSHARES INC DEL | CL A | 31946M103 | — | 80 shares | $164,816 |
| KRATOS DEFENSE & SEC SOLUTIONS | COM NEW | 50077B207 | — | 3,835 shares | $163,716 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 | — | 2,922 shares | $160,301 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | — | 20,000 shares | $159,400 |
| PROSHARES TR | S&P 500 DV ARIST | 74348A467 | — | 2,930 shares | $158,513 |
| HORMEL FOODS CORP | COM | 440452100 | — | 7,899 shares | $157,502 |
| WORKDAY INC | CL A | 98138H101 | — | 822 shares | $156,558 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | — | 2,202 shares | $156,518 |
| COLUMBIA SPORTSWEAR CO | COM | 198516106 | — | 2,700 shares | $155,007 |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 808524672 | — | 4,884 shares | $153,358 |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | — | 3,687 shares | $153,158 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 608 shares | $150,741 |
| ENNIS INC | COM | 293389102 | — | 6,632 shares | $149,286 |
| INVESCO EXCHANGE TRADED FD T | DYNMC FOOD BEV | 46137V753 | — | 3,330 shares | $149,144 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 1,254 shares | $149,057 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 | — | 1,666 shares | $148,790 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | — | 8,714 shares | $148,574 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 | — | 8,486 shares | $147,402 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 1,164 shares | $145,803 |
| ISHARES TR | MSCI ACWI ETF | 464288257 | — | 876 shares | $139,078 |
| AIR PRODUCTS AND CHEMICALS INC | COM | 009158106 | — | 490 shares | $136,333 |
| SIMON PPTY GROUP INC | NEW COM | 828806109 | — | 670 shares | $134,438 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | — | 6,925 shares | $134,137 |
| MARATHON PETE CORP | COM | 56585A102 | — | 339 shares | $134,047 |
| EMERSON ELEC CO | COM | 291011104 | — | 860 shares | $133,386 |
| FS SPECIALTY LENDING FD | COM SH BEN INT | 644323107 | — | 11,457 shares | $133,245 |
| BRIDGEBIO PHARMA INC | COM | 10806X102 | — | 2,000 shares | $131,600 |
| PG&E CORP | COM | 69331C108 | — | 10,487 shares | $128,466 |
| SPDR SER TR | PORTFLO S&P500 GW | 78464A409 | — | 1,029 shares | $126,649 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 660 shares | $123,453 |
| FRP HLDGS INC | COM | 30292L107 | — | 5,932 shares | $123,445 |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 | — | 3,522 shares | $122,847 |
| HEWLETT PACKARD ENTERPRISE CO | COM | 42824C109 | — | 1,900 shares | $121,391 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 1,276 shares | $120,664 |
| TIMKEN CO | COM | 887389104 | — | 1,025 shares | $119,669 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | — | 1,695 shares | $118,650 |
| BROOKFIELD RENEWABLE CORP | CL A EX SUB VTG | 11285B108 | — | 4,180 shares | $117,960 |
| NICOLET BANKSHARES INC | COM | 65406E102 | — | 720 shares | $117,374 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | — | 2,102 shares | $116,262 |
| INTERNATIONAL PAPER CO | COM | 460146103 | — | 3,422 shares | $113,508 |
| OMNICOM GROUP INC | COM | 681919106 | — | 1,529 shares | $112,580 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 736 shares | $111,924 |
| NEXPOINT DIVERSIFIED REL ET TR | COM NEW | 65340G205 | — | 21,140 shares | $110,139 |
| RIVERVIEW BANCORP INC | COM | 769397100 | — | 18,500 shares | $110,075 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | — | 659 shares | $110,040 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | — | 1,360 shares | $109,616 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 1,600 shares | $109,616 |
| CVB FINL CORP | COM | 126600105 | — | 5,068 shares | $109,519 |
| SPDR SER TR | S&P DIVID ETF | 78464A763 | — | 740 shares | $108,395 |
| METLIFE INC | COM | 59156R108 | — | 1,146 shares | $107,907 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | — | 972 shares | $107,863 |
| TRICO BANCSHARES | COM | 896095106 | — | 2,102 shares | $107,601 |
| BROOKFIELD INFRASTRUCTURE CO | COM SUB VTG A | 11276H106 | — | 2,971 shares | $105,797 |
| MANULIFE FINL CORP | COM | 56501R106 | — | 2,478 shares | $105,538 |